![]() ![]() In general, entities that are required to file 13D/G filings must file at least annually before submitting a closing filing. Previously, we were showing the full history of 13D/G filings. ![]() Note: As of May 16, 2021, we no longer show owners that have not filed a 13D/G within the last year. This means that share ownership of 13D/G filings and 13F filings are oftentimes not directly comparable, so we present them separately. This results in situations where an investor may file a 13D/G reporting one value for the total shares (representing all the shares owned by the investor group), but then file a 13F reporting a different value for the total shares (representing strictly their own ownership). 13D/G filings can be filed by groups of investors (with one leading), whereas 13F filings cannot. We present 13D/G filings separately from the 13F filings because of the different treatement by the SEC. Schedule 13G indicates a passive investment of over 5%. The Schedule 13D indicates that the investor holds (or held) more than 5% of the company and intends (or intended) to actively pursue a change in business strategy. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. Stem Inc - Class A (NYSE:STEM) institutional ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Vanguard Group Inc, BlackRock Inc., Schroder Investment Management Group, VTSMX - Vanguard Total Stock Market Index Fund Investor Shares, Wellington Management Group Llp, NAESX - Vanguard Small-Cap Index Fund Investor Shares, Citadel Advisors Llc, IWM - iShares Russell 2000 ETF, State Street Corp, and Geode Capital Management, Llc. These institutions hold a total of 106,083,463 shares. 394 institutional owners and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). ![]()
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